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20200218

0100: GENERAL STANDARDS

1000: MEMBER APPLICATION AND ASSOCIATED PERSON REGISTRATION

2000: DUTIES AND CONFLICTS

3000: SUPERVISION AND RESPONSIBILITIES RELATING TO ASSOCIATED PERSONS

4000: FINANCIAL AND OPERATIONAL RULES

5000: SECURITIES OFFERING AND TRADING STANDARDS AND PRACTICES

6000: QUOTATION

7000: CLEARING

8000: INVESTIGATIONS AND SANCTIONS

9000: CODE OF PROCEDURE

10000: CODE OF ARBITRATION PROCEDURE

11000: UNIFORM PRACTICE CODE

12000: CODE OF ARBITRATION PROCEDURE FOR CUSTOMER DISPUTES

13000: CODE OF ARBITRATION PROCEDURE FOR INDUSTRY DISPUTES

14000: CODE OF MEDIATION PROCEDURE

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