Search
Prelude
CHAPTER I: General provisions
CHAPTER II: Principles
CHAPTER III: Rights of the data subject
CHAPTER IV: Controller and processor
CHAPTER V: Transfers of personal data to third countries or international organisations
CHAPTER VI: Independent supervisory authorities
CHAPTER VII: Cooperation and consistency
CHAPTER VIII: Remedies, liability and penalties
CHAPTER IX: Provisions relating to specific processing situations
CHAPTER X: Delegated acts and implementing acts
CHAPTER XI: Final provisions
0100: GENERAL STANDARDS
1000: MEMBER APPLICATION AND ASSOCIATED PERSON REGISTRATION
2000: DUTIES AND CONFLICTS
3000: SUPERVISION AND RESPONSIBILITIES RELATING TO ASSOCIATED PERSONS
4000: FINANCIAL AND OPERATIONAL RULES
5000: SECURITIES OFFERING AND TRADING STANDARDS AND PRACTICES
6000: QUOTATION
7000: CLEARING
8000: INVESTIGATIONS AND SANCTIONS
9000: CODE OF PROCEDURE
10000: CODE OF ARBITRATION PROCEDURE
11000: UNIFORM PRACTICE CODE
12000: CODE OF ARBITRATION PROCEDURE FOR CUSTOMER DISPUTES
13000: CODE OF ARBITRATION PROCEDURE FOR INDUSTRY DISPUTES
14000: CODE OF MEDIATION PROCEDURE
TITLE XXV: - BUSINESS AND FINANCIAL INSTITUTIONS